Questionnaire template
Compliance Practice Self-Assessment
Employee self-assessment of familiarity with, adherence to and support for organisational compliance standards.
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Questions in this template
Familiarity with Compliance Standards
This short self-assessment helps us see how compliance standards work in day-to-day practice and where support is needed. Individual answers are kept confidential.
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Have you completed compliance training in the past 12 months?
Choose one:
- Yes
- No
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How confident are you that you understand the organisation's compliance standards?
Choose one:
- Not at all confident
- Slightly confident
- Somewhat confident
- Very confident
- Extremely confident
Following Compliance Procedures
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Which of these procedures do you routinely follow in your work? Select all that apply.
Choose any that apply:
- Keeping complete and accurate records
- Declaring and avoiding conflicts of interest
- Protecting personal and confidential data
- Following the code of conduct
- Reporting suspected breaches
- None of these regularly
Support and Communication
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How far do you agree with each statement?
- People here are encouraged to talk openly about compliance.
- I can easily get help when a compliance question comes up.
- I know exactly how to report a compliance concern.
For each row: choose one:
- Strongly disagree
- Disagree
- Neutral
- Agree
- Strongly agree
Compliance in Practice
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Have you ever had to make a difficult decision in order to stay within compliance rules?
Choose one:
- Yes
- No
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Briefly describe the situation and the decision you made.
Condition: Shown when Yes is selected
Open answer
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What was the result of that decision?
Condition: Shown when Yes is selected
Open answer
Room for Improvement
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How could our compliance standards or procedures be improved?
Open answer